All Insights

Quality assurance

What an exception log should tell you.

Clear findings need evidence, an owner, and a documented path to resolution.

True Bearing

Describe the finding precisely

An exception log should make it possible for someone else to understand the issue without repeating the entire review. Identify the record, the review period, the observed discrepancy or missing information, and the supporting evidence.

Use language that matches the evidence. A question awaiting confirmation should remain a question until the relevant information has been reviewed.

Make responsibility visible

Assign a follow-up owner and a target date. Document what has been requested, what has been received, and which decision or action is still outstanding. Keeping this history with the item reduces dependence on separate email threads.

Close with a record of resolution

When an item is resolved, record the action taken and the evidence supporting closure. If it remains unresolved or falls outside the agreed scope, say so clearly.

Summarize recurring issues separately from individual items so the team can see where a workflow, handoff, or quality control may need attention.

Explore Compliance Support